FINRA Fingerprint & Background Checks Services In Portland, OR
Need to get your fingerprints and background checked for FINRA? Look no further than PDX Fingerprinting! We offer fast, affordable, and convenient FINRA fingerprint and background check services in Portland, OR. Our team of experienced professionals will make sure your fingerprints are taken correctly and that your background check is processed quickly and efficiently. Contact us today to learn more or to schedule an appointment!
FINRA Fingerprinting Services
PDX Fingerprinting provides Mobile FINRA Fingerprinting Services directly to your office or Firm for SEA Rule 17f-2 which generally requires a firm to submit fingerprints for each person who is either an officer, director, partner or employee of the firm, subject to certain exceptions. Your fingerprints are then submitted to FINRA on either an approved FINRA fingerprint card or electronically to FINRA via a Live Scan fingerprinting system through an approved FINRA vendor such as ourselves. Generally the Firms pay fingerprint fees (which does NOT include the Fingerprinting Fees) by using E-Bill, FINRA’s electronic billing system.
Fingerprints must include the firm’s Organization ID#, assigned as part of the FINRA Entitlement process.
What is FINRA Fingerprint?
FINRA Fingerprint is a biometric identification service that is required for certain individuals who work in the securities industry. It is operated by the Financial Industry Regulatory Authority (FINRA), a self-regulatory organization that oversees the securities industry.
Why is FINRA Fingerprint Required?
FINRA Fingerprint is required to identify any criminal history or other potential red flags that could pose a risk to investors.
Who Needs to Get FINRA Fingerprinted?
Individuals who work in a variety of roles in the securities industry, including registered representatives, broker-dealers, investment advisers, transfer agents, and clearing agencies, are required to get FINRA Fingerprinted. FINRA Fingerprint is also required for individuals who apply for certain FINRA licenses and registrations.
How Do I Get FINRA Fingerprinted?
PDX Fingerprinting offers both electronic fingerprint processing (EFP) and ink-based physical fingerprint card services. To get FINRA Fingerprinted, simply contact PDX Fingerprinting and they will guide you through the process.
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Why Choose FINRA Fingerprint Service
Here are some key reasons to choose FINRA fingerprinting services:
Compliance
FINRA fingerprinting ensures you meet regulatory requirements for licensing and registration. It provides trusted validation of your background.
Convenience
Fingerprinting services reduce the hassle of doing it yourself. No need to find locations, set appointments, or handle forms.
Speed
Professionals handle fingerprinting promptly so you can focus on your clients, not paperwork. Quick turnaround means no delays.
Expertise
Experienced staff are familiar with FINRA's processes, forms, policies to ensure smooth fingerprinting. Avoid mistakes or rejection.
Cost-Effective
Affordable pricing structures without hidden fees. No need to take time off work to do fingerprints yourself.
Reputation
Well-reviewed, trusted providers give confidence your prints are handled securely and submitted properly.
What is FINRA Background Check?
FINRA or "Financial Authority Regulatory Industry" is a corporation that acts as a self governing body for financial investors working in the United States.
A FINRA background check is a check done by the corporation to ensure the accuracy of an applicant's U4 form. An investment banker, when applying to a position, must fill out a U4 form which contains personal information. FINRA requires this information to be accurate and does this by requiring the applicant to undergo a background check specific to FINRA.
PDX Fingerprinting offers ink fingerprinting on FINRA cards as well as electronic fingerprinting that gets submitted to FINRA digitally without any hassle.
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FINRA Fingerprint Background Check: Required Documents
FINRA requires its members to submit specific documents for registration and renewal. If you need to complete a FINRA fingerprint background check, you will need to provide the following:
- Name of your employer
- Address of your employer
- Your employee ID number at the current company
- Your CRD number (if applicable)
- Your U.S. Social Security Number (for U.S. citizens)
- Your date of birth
- Your place of birth
- Your gender
- Your race
- Your height
- Your weight
- Your hair color
- Your eye color
- A hard copy of your handwritten signature
- A hard copy of the official's handwritten signature
Locations We Cover For FINRA Fingerprinting
We offer FINRA fingerprinting and Background Checks in these counties;
Testimonials
After trying 2 other passport photos places for my kids that were either not able to get photos taken or were too busy, we called this place after randomly seeing on a google search. The people here were so helpful, found a slot free for us, and were great at getting the kids to take nice pics. Also they were very reasonable. Will come back here first if I ever need fingerprints or notary or passport photos again.
FAQ
FINRA fingerprinting is required by all member firms, dealer brokers, and exchange market professionals registered with FINRA.
All firms and individuals registered with FINRA need to submit fingerprinting for renewal and compliance with the policies of FINRA.
FINRA fingerprinting is both electronic and ink-based. Depending upon the requirement, PDX Fingerprinting offers both to clients professionally.
Simply get in touch with us and talk to our customer representative. They will guide you with the best options based on your convenience.
A FINRA background check or FINRA fingerprint submission costs $35 for electronic submission or $45 for two FINRA cards with ink fingerprints.
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